Theoretical Grammar - Volkova

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Man is not well defined as “Homo sapiens” (“man with wisdom”). For what do we mean by wisdom? It has not been proved so far that animals do not possess it. Those of you who have pets can easily prove the contrary. Most recently anthropologists have started defining human beings as “man the toolmaker”. However, apes can also make primitive tools. What sets man apart from the rest of animal kingdom is his ability to speak: he is “can easily object by saying that animals can also speak Homo loquens” – “man the speaking animal”. And again, you, naturally, in their own way. But their sounds are meaningless, and there is no link between sound and meaning (or if there is, it is of a very primitive kind) and the link for man is grammar. Only with the help of grammar we can combine words to form sentences and texts. Man is not merely Homo loquens, he is Homo Grammaticus.

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                  Ven                                                        prepVing

                  Ving                                                                              D

                  Num                                                                               Num

                 D                                                           wh-clause, that-clause

 

  1. Noun-phrases with pre-posed adjuncts.

 

In noun-phrases with pre-posed modifiers we generally find adjectives, pronouns, numerals, participles, gerunds, nouns, nouns in the genitive case (see the table). According to their position all pre-posed adjuncts may be divided into pre-adjectivals and adjectiavals. The position of adjectivals is usually right before the noun-head. Pre-adjectivals occupy the position before adjectivals. They fall into two groups: a) limiters (to this group belong mostly particles): just, only, even, etc. and b) determiners (articles, possessive pronouns, quantifiers – the first, the last).

Premodification of nouns by nouns (N+N) is one of the most striking features about the grammatical organization of English. It is one of devices to make our speech both laconic and expressive at the same time. Noun-adjunct groups result from different kinds of transformational shifts. NPs with pre-posed adjuncts can signal a striking variety of meanings:

world  peace – peace all over the world

silver box – a box made of silver

table lamp – lamp for tables

table legs – the legs of the table

river sand – sand from the river

school child – a child who goes to school

The grammatical relations observed in NPs with pre-posed adjuncts may convey the following meanings:

  1. subject-predicate relations: weather change;
  2. object relations: health service, women hater;
  3. adverbial relations: a) of time: morning star,

                                     b) place: world peace, country house,

                                     c) comparison: button eyes,

                         d) purpose: tooth brush.

      It is important to remember that the noun-adjunct is usually marked by a stronger stress than the head.

Of special interest is a kind of ‘grammatical idiom’ where the modifier is reinterpreted into the head: a devil of a man, an angel of a girl.

 

  1. Noun-phrases with post-posed adjuncts.

 

NPs with post-posed may be classified according to the way of connection into prepositionless and prepositional. The basic prepositionless NPs with post-posed adjuncts are: Nadj. – tea strong, NVen – the shape unknown, NVing – the girl smiling, ND – the man downstairs, NVinf – a book to read, NNum – room ten.

The pattern of basic prepositional NPs is N1 prep. N2. The most common preposition here is ‘of’ – a cup of tea, a man of courage. It may have quite different meanings: qualitative - a woman of sense, predicative – the pleasure of the company, objective – the reading of the newspaper, partitive – the roof of the house.

 

  1. The verb-phrase.

 

The VP is a definite kind of the subordinate phrase with the verb as the head. The verb is considered to be the semantic and structural centre not only of the VP but of the whole sentence as the verb plays an important role in making up primary predication that serves the basis for the sentence. VPs are more complex than NPs as there are a lot of ways in which verbs may be combined in actual usage. Valent properties of different verbs and their semantics make it possible to divide all the verbs into several groups depending on the nature of their complements (see the table ‘Syntagmatic properties of verbs’, Lecture 6).

 

  1. Classification of verb-phrases.

 

VPs can be classified according to the nature of their complements – verb complements may be nominal (to see a house) and adverbial (to behave well). Consequently, we distinguish nominal, adverbial and mixed complementation.

Nominal complementation takes place when one or more nominal complements (nouns or pronouns) are obligatory for the realization of potential valency of the verb: to give smth. to smb., to phone smb., to hear smth.(smb.), etc.

Adverbial complementation occurs when the verb takes one or more adverbial elements obligatory for the realization of its potential valency: He behaved well, I live …in Kyiv (here).

Mixed complementation – both nominal and adverbial elements are obligatory: He put his hat on he table (nominal-adverbial).

According to the structure VPs may be basic or simple (to take a book) – all elements are obligatory; expanded (to read and translate the text, to read books and newspapers) and extended (to read an English book).

 

  1. Predicative word-groups.

 

Predicative word combinations are distinguished on the basis of secondary predication. Like sentences, predicative word-groups are binary in their structure but actually differ essentially in their organization. The sentence is an independent communicative unit based on primary predication while the predicative word-group is a dependent syntactic unit that makes up a part of the sentence. The predicative word-group consists of a nominal element (noun, pronoun) and a non-finite form of the verb: N + Vnon-fin. There are Gerundial, Infinitive and Participial word-groups (complexes) in the English language: his reading, for me to know, the boy running, etc.)

 

        LECTURE 9: THE SENTENCE AND THE UTTERANCE

 

  1. The sentence.

 

It is rather difficult to define the sentence as it is connected with many lingual and extra lingual aspects – logical, psychological and philosophical. We will just stick to one of them - according to academician G.Pocheptsov, the sentence is the central syntactic construction used as the minimal communicative unit that has its primary predication, actualises a definite structural scheme and possesses definite intonation characteristics. This definition works only in case we do not take into account the difference between the sentence and the utterance. The distinction between the sentence and the utterance is of fundamental importance because the sentence is an abstract theoretical entity defined within the theory of grammar while the utterance is the actual use of the sentence. In other words, the sentence is a unit of language while the utterance is a unit of speech.

The most essential features of the sentence as a linguistic unit are a) its structural characteristics – subject-predicate relations (primary predication), and b) its semantic characteristics – it refers to some fact in the objective reality. It is represented in the language through a conceptual reality:

                        conceptual reality                                                                      proposition


 

 

 

 


objective reality                 lingual representation    objective situation          predicative unit

 

We may define the proposition as the main predicative form of thought. Basic predicative meanings of the typical English sentence are expressed by the finite verb that is immediately connected with the subject of the sentence (primary predication).

To sum it up, the sentence is a syntactic level unit, it is a predicative language unit which is a lingual representation of predicative thought (proposition).

 

  1. Different approaches to the study of the sentence.

 

  1. Principal and secondary parts of the sentence.
  2. Immediate constituents of the sentence. IC analysis.

To grasp the real structure of the English sentence, one must understand not only words that occur but also the principles of their arrangement. Each language has its own way of structural grouping. English has dichotomous phrase structure, which means that the phrase in English can always be divided into two elements (constituents) until we get down to the single word. All groups of words are arranged in levels. The name given by linguists to these different levels of relationship is immediate constituents.

Thus, one way of analyzing a sentence is to cut it to its immediate constituents, that is, to single out different levels of meaning:

 

The  old man    saw  a  black  dog   there                          S


                                                                                  NP          VP      


                                                                                        Det         NP   VP          D


                                                                                       A   N V     NP


                                                                                                     Det    NP


     NP                           VP                                                                   A   N

It is obvious that dividing a sentence into ICs does not provide much information. Nevertheless, it can sometimes prove useful if we want to account for the ambiguity of certain constructions. A classic example is the phrase old men and women which can be interpreted in two different ways. Ambiguity of this kind is referred to as syntactic ambiguity. By providing IC analysis we can make the two meanings clear:

old  men  and  women                            old  men  and  women


         

                                                                                                                     


  1. Oppositional analysis.

The oppositional method in syntax means correlating different sentence types: they possess common features and differential features. Differential features serve the basis for analysis.

E.g. two member sentence :: one member sentence (John worked:: John! Work! Or: I speak English :: I don’t speak English.

  1. Constructional analysis.

According to the constructional approach, not only the subject and the predicate but also all the necessary constituents of primary predication constitute the main parts because they are constructionally significant. Therefore, the secondary parts of the sentence are sometimes as necessary and important as the main ones. If we omit the object and the adverbial modifier in the following sentences they will become grammatically and semantically unmarked: Bill closed the door; She behaved well.

The structural sentence types are formed on the basis of kernels (basic structures). Three main types of propositional kernels may be distinguished: N V, N is A, N is N. However, if we take into account the valent properties of the verbs (their obligatory valency) the group will become larger (8 kernels), e.g. N1 V N2 N3: John gave Ann the book, N1 V N2: I see a house.

The kernel sentences form the basis for syntactic derivation. Syntactic derivation lies in producing more complex sentences

Syntactic processes may be internal and external. Internal syntactic processes involve no changes in the structure of the parts of the sentence. They occur within one and the same part of the sentence (subject, etc.). External syntactic processes are those that cause new relations within a syntactic unit and lead to appearance of a new part of the sentence.

The internal syntactic processes are:

Expansion                                                           Compression

The phone was ringing and ringing     They were laughing and singing

Complication                                                      Contamination

(a synt. unit becomes complicated) (two parts of the sentence are joined

I have seen it – I could have seen it        together – e.g. double predicate)

                                                                       The moon rose red

Replacement – the use of the words that have a generalized meaning: one, do, etc, I’d like to take this one.

Representation – a part of the syntactic unit represents the whole syntactic unit: Would you like to come along? I’d love to.

Ellipsis – Where are you going? To the movies.

 

The external syntactic processes are:

Extension - a nice dress – a nice cotton dress.

Ajoinment -  the use of specifying words, most often particles: He did it – Only he did it.

Enclosure – inserting modal words and other discourse markers: after all, anyway, naturally, etc.

 

  1. The utterance. Informative structure of the utterance.

 

The utterance as opposed to the sentence is the unit of speech. The

main categories of the utterance from the point of view of its informative structure are considered to be the theme and the rheme. They are the main components of the Functional Sentence Perspective (FSP) – actual division of the sentence (most language analysts stick to the term “sentence” but actually they mean “utterance”).

In English, there is a “standard” word order of Subject + Verb + Object: The cat ate the rat – here we have a standard structure (N1 + V + N2).  However, there are numerous other ways in which the semantic content of the sentence can be expressed:

  1. The rat was eaten by the cat.
  2. It was the cat that ate the rat.
  3. It was the rat that the cat ate.
  4. What the cat did was ate the rat.
  5. The cat, it ate the rat.

Which of these options is actually selected by the writer or the speaker will depend on the context in which the utterance occurs and the importance of the information. One important consideration is whether the information has already been introduced before or it is assumed to be known to the reader or listener. Such information is referred to as given information or the theme. It contrasts with information which is introduced for the first time and which is known as new information or the rheme.

Informative structure of the utterance is one of the topics that still attract the attention of language analysts nowadays. It is well recognized that the rheme marking devices are:

  1. Position in the sentence. As a rule new information in English generally comes last: The cat ate the rat.
  2. Intonation.
  3. The use of the indefinite article. However, sometimes it is impossible (as in 1): A gentleman is waiting for you.
  4. The use of ‘there is’, ‘there are’. There is a cat in the room.
  5. The use of special devices, like ‘as for’, ‘but for’, etc.: As for him, I don’t know.
  6. Inverted word order: Here comes the sun.
  7. The use of emphatic constructions: It was the cat that ate the rat.

However, sometimes the most important information is not expressed formally: The cat ate the rat after all. The rheme here is ‘the rat’. At the same time there is very important information which is hidden or implicit: the cat was not supposed to do it, or – it was hard for the cat to catch the rat, or – the cat is a vegetarian (this hidden information will depend on the context or situation). In other words, we may say that this sentence contains two informative centres, or two rhemes – explicit and implicit.

 

  1. Functional typology of utterances.

Actional utterance: N + Vact. + Complement – actional predicate

Performative utterance: I + Vperf./Vsay – performative predicate

Characterizing utterance: N + Vbe + A/Q – characterizing predicate

(See the book by E.Morokhovskaya ‘Fundamentals of Theoretical English Grammar’, pp.254-268)

 

                       LECTURE 10: THE TEXT, TEXTLINGUISTICS

 

1. Text as a syntactic unit.

 

Text is the unit of the highest (supersyntactic) level. It can be defined as a sequence of sentences connected logically and semantically which convey a complete message. The text is a language unit and it manifests itself in speech as discourse. Textlinguistics is concerned with the analysis of formal and structural features of the text. Textual basic integrative properties can be described with the help of the notions of coherence (цілісність), cohesion (формальна складність) and deixis.

 

  1. The notion of coherence.

Coherence is a semantic or topical unity of the spoken or written text – that is, the sentences within the text are usually connected by the same general topic. Generally speaking, a coherent text is the text that ‘sticks together’ as a whole unit. Coherence is usually achieved by means of the theme and rheme progression. There exist various types of the theme and rheme progression, e.g.

a) T1                R1        Once there lived an old man.


             


 

                         T2             R2   The old man lived in a hut.                                                                                                                                                         


 


 

                                           T3                R3 The hut was near a wood.


 

b) T1           R1   Michael is a student.


    T1            R2  He lives in Boston.


    T1            R3  He has a cheap car.


 

c)                 T                        The general topic is Ukraine. Subtopics are its

                                                climate, industry, population, etc.


 

 

T1       R1  T2       R2   T3       R3 


Naturally, in the process of text development different types of theme and rheme progression are combined. 

 

3. The notion of cohesion. Text connecting devices.

 

Cohesion is a succession of spoken or written sentences. Sometimes the sentences may even not coincide topically. The connection we want to draw between various parts of the text may be achieved by textual and lexical cohesion. Textual cohesion may be achieved by formal markers which express conjunctive relations and serve as text connectors. Text connectors may be of four different types:

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